A Graduated Enforcement Process
Unified Program regulations require the enforcement process to contain a graduated series of actions based upon the severity of violations. For the most serious Class I violations, formal administrative, civil, or criminal enforcement is essential.
How violations are documented, classified, and enforced is addressed through guidance documents and each UPA's Inspection and Enforcement (I&E) Plan.
Document
Accurately identify and document observations and violations discovered during inspections.
Classify
Evaluate violations based upon applicable statutes, regulations, severity, and established Unified Program guidance.
Enforce
Apply an appropriate graduated enforcement response designed to achieve compliance and deter future violations.